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Certified Transaction Monitoring Associate CTMA Exam Questions

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Question #1 (Topic: Demo Questions)

An organization when faced with the below must report which? 

A.
If you have a bad feeling about the client but haven't looked at the information, this is still ok. 
B.
Every customer should be investigated for financial crime
C.
If they suspect a financial crime has been committed.
D.
If they suspect a financial crime has been committed, but only if they have the time and resources to do so.
Correct Answer: C
Question #2 (Topic: Demo Questions)

Alerts are able to be triggered by external inquiries. The types of organizations involved in external inquiry are? (SELECT 2) 

A.
Other Financial Institutions
B.
Journalists and/or Media
C.
Law Enforcement
D.
Regulators 
Correct Answer: C, D
Question #3 (Topic: Demo Questions)

What are the three types of Risk Prevention?

A.
Preventative ,Detective, Corrective
B.
Preventative, Detective, Corresponsive
C.
Detective, Corrective, Proactive
D.
Proactive, Detective Corrective 
Correct Answer: A
Question #4 (Topic: Demo Questions)

What is being increasing used with regards to Alerts being generated (SELECT 2)

A.
Data Analysis
B.
Machine Learning
C.
Neural Networks
D.
Artificial Intelligence 
Correct Answer: B, D
Question #5 (Topic: Demo Questions)

For an institution in this space Controls such as Transaction Monitoring are put in place in order to manage Risk?

A.
Operational Risk
B.
Legal Risk
C.
Financial Crime Risk
D.
Liquidity Risk
Correct Answer: C
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